Annual SEC Compliance Calendar

A compliance calendar must be tailored to the corporation’s fiscal year, registration details, entity type and reportable events. There is no responsible one-size-fits-all deadline list.

Calendar fields

  • Obligation and official authority
  • Responsible person and reviewer
  • Trigger date or covered period
  • Preparation, approval and filing deadlines
  • Current form and filing portal
  • Proof of submission and acceptance
  • Next follow-up date

Recurring workstreams

  • Annual meeting and governance records
  • General Information Sheet
  • Audited Financial Statements
  • BIR and LGU coordination
  • Books, registers and beneficial-ownership records
  • Event-driven amendments and disclosures

Verification rule: Confirm each deadline against the current SEC rule or official announcement before relying on it.