SEC Compliance Calendar Builder
Create one row for every recurring or event-driven obligation.
Company profile inputs
- Entity type and SEC registration number
- Registration and incorporation date
- Fiscal year end
- Annual meeting date
- Capital and ownership profile
- Regulated activities and secondary licenses
Calendar template
| Obligation | Trigger | Owner | Approval | Evidence |
|---|---|---|---|---|
| Annual meeting | Bylaws and law | Corporate secretary | Board/shareholders as applicable | Notice and minutes |
| GIS | Annual meeting or current SEC rule | Corporate secretary | Authorized signatory | Accepted filing |
| AFS | Fiscal year and current filing rule | Finance team | Board/signatories as applicable | Accepted filing |
Do not copy a prior-year deadline without checking the current official announcement.